MASTERS THESES AND FINAL PROJECTS
Media’s Role in Peacebuilding
Michael C. Aho (2004)
Thesis Director: David F. Davis
Committee Members: Kevin Avruch and Amr Abdalla
In many policy studies and academic papers, the “CNN effect”
is synonymous with the media. However, little research is focused
on the media’s effect on the various elements of peace operations
themselves. In analyzing the media’s role in peace operations,
this thesis differentiated between peacekeeping and peacebuilding;
examined existing theory; and proffered the need for new theory.
Suggestions for the future of peacebuilding/media relations
were extended. Finally, a case study highlighted components
of a media model for the Conceptual Model of Peace Operations.
Levels of Violence in Society and Their Relationship to Peacekeepers’
Presence: The Haitian Experience
James J. Bermudez (2005)
Reader: Allison M. Frendak-Blume
During the 10-year period of September 1994 to September 2004
five different peace operations were active in the Republic
of Haiti. This final project explored the correlation between
the presence of the operations and levels of violence in Haitian
society. How did the population of Haiti fare during time periods
when peacekeepers were present on the ground versus their absence?
More specifically, how did the presence of a peace operation
affect the levels of violence within the country? The levels
of violence were measured for the particular 10-year time period
through the use of a rating system. The data demonstrated that
a correlation existed between the presence of a peace operation
and the lowering in the instances of violence in Haiti.
U.S. Military
Chains of Command in Different Types of Peace Operations
Wayne M. Chauncey (2005)
Reader: Allison M. Frendak-Blume
This final project analyzed two different U.S. military command
and control (C2) structures in two different peace operations—the
UN Truce Supervision Organization (UNTSO) and International Forces
East Timor (INTERFET). UN and U.S. C2 structures originated with
UNTSO. The U.S. focus on UN peace operations shifted from the
primary military goal of mission accomplishment to a more political
goal of sovereignty and safety of troops with the introduction
of the UNTSO Terms of Reference during the Cold War period. The
result of this shift remains today. Recent U.S. support to INTERFET,
and to the UN Transition Assistance Mission East Timor, proved
that the U.S. could still provide a substantial amount of assistance
to a UN peace operation without being the lead nation; nor under
the direct operational control of a multinational force or UN
force. The U.S. has reached a balance of sorts between political
concerns and military objectives, highlighted by mission accomplishment.
This makes a strong argument for continued C2 relationships.
The United States Military Observer Group—Washington organization
operates as the C2 node for unarmed missions where the U.S. provides
officers under UN operational control. The separate Combatant
Commander reporting chain operates as a normal C2 structure node
for armed U.S. units, in U.S. missions that are separate from
the UN chain of command but have been proven to be very effective
without the U.S. as a lead nation. These two main forms of U.S.
C2 provide the basis for future support to peace operations.
Legacy of the UN in Eastern Slavonia and Transitional Missions
Christine Coleiro (1999)
Thesis Director: Kevin Avruch
Committee Members: David F. Davis and Connie McNeely
This thesis examined the UN Transitional Administration for
Eastern Slavonia, Baranja, and Western Sirmium (UNTAES) to
assess the mission’s achievements and determine the importance
of grassroots issues in transitional missions and their impact
on the probability of long-term success. The UNTAES mission
came to a close in January 1998 and the reintegration process
in the region became the responsibility of the Organization
for Security and Cooperation in Europe (OSCE). This research
was based largely on data gathered during a March 1999 field
trip to the mission area. Therefore, UNTAES was viewed through
the experience of the OSCE as a follow-on mission, which had
to deal with both the successes and failures of its predecessor.
Recognizing that many of the issues encountered by UNTAES were
not unique, nor new, UNTAES further was analyzed against a
background of previous transitional missions.
Principles of Democratic Policing: Peace Operations and Beyond
Yuriy Gavryliuk (2005)
Reader: Robert W. “Bill” Farrand, Amb. (ret.)
In a number of its documents the UN tasks international civilian
police to democratize local police forces, generally referring
to principles of democratic policing (PDP). While these appear
to represent a guidepost or end state for reform, there is
little or no international legal agreement on what constitutes
democratic policing. This project determined five consensual
categories of PDP exist out of 22 suggested in literature:
accountability to government, accountability to community,
rule of law, respect and protection of human rights, and public
service delivery. However consensus is not as broad as some
scholars and practitioners assert, and limited by different
understandings and interpretations. Next, a set of seven basic
democratic notions was made explicit from the literature: democracy
is a political, civilian, constitutional order; citizens are
the ultimate source of shared power; citizens are equal; public
officials are mostly elected by and responsible to the broad
public; public officials are sufficiently empowered; elections
are free, fair and frequent; pluralism of social entities;
and functional autonomy for main branches of government. The
22 PDP categories were compared against the seven notions and
12 were selected as core PDP: accountability to community and
government, the rule of law, respect and protection of human
rights and dignity, public service delivery, openness and transparency,
neutrality and equity, diversity, independent civilian service,
limited force, good management, combination of public with
private police, and congruency. Three common PDP—defined as
compatible with both democratic and undemocratic regimes—also
emerged: professionalism, effectiveness and efficiency, and
international and internal accountability. Further development
of the concept requires inclusion of perspectives of democracy,
criminal justice, crime prevention, and policing.
A Comparative Analysis of United Nations Peace Enforcement
Policy Creation in Three Distinct Geopolitical Realities
James F. Hanlon (2004)
Thesis Director: Amr Abdalla
Committee Members: Ivan King and Allison M. Frendak-Blume
This thesis compared UN policy formulation regarding response
to the conflict in Korea (1950), the Iraqi invasion of Kuwait
(1990), and lead up to the US/UK invasion of Iraq (2003). Policy
debate in each case involved the usage, or consideration, of
Chapter VII mandates, commonly referenced as peace enforcement
actions. The cases were analyzed against four variables— tertiary
issues, enforcement of UN mandates, methods of response, and
mission conclusions—with an eye toward determining whether
different geopolitical realities—the Cold War for Korea, post-Cold
War era for Iraq/Kuwait, or post-September 11, 2001 war on
terrorism for US/UK versus Iraq—affected policy debate and
formulation at the UN.
“It’s All About the Cocaine”: An Inside Look at Informant
Development in the Colombian Army’s Counter-Drug Brigade
Alan D. Hupp (2004)
Reader: David F. Davis
This project examined the increasingly important role that
the US Government has played to train and assist the Colombian
Army’s Counter-Drug (CD) Brigade. On July 13, 2000, Congress
approved funding for Plan Colombia to help counter the spread
of coca cultivation and provide significant monetary and military
assistance for counter-narcotics (CN) operations. A case study
on the trade-offs of informant development and interdiction
operations for the CD Brigade was conducted through the personal
experience of the writer who spent four months working as an
operations planner with the CD Brigade. It was concluded that
that support provided by the US government to the CD Brigade,
financial and otherwise, contributes to their success. With
continued cooperation, it is thought that the CD Brigade can
improve its effectiveness and bolster efforts to bring narco-terrorists
to justice both in Colombia and the US.
Addressing the Destruction of Cultural Property during Post-Conflict
Reconstruction: A Comparison of Two Cases
Victoria Jabara (2004)
Final Project Director: David F. Davis
Committee Members: Kevin Avruch and Allison M. Frendak-Blume
This final project examined post-conflict reconstruction efforts
addressing the destruction of cultural property. A comparative
case study format was used to analyze these efforts in Bosnia-Herzegovina
and Cambodia. The research revealed during the conflict phase
there was wider-scale destruction committed in Bosnia-Herzegovina
as it represented the architectural cleansing among ethnicities.
With respect to reconstruction, it was discovered that the
United Nations Educational, Scientific and Cultural Organization
had programs in both countries. Most funding for Cambodian
projects came from neighboring governments or France. Efforts
in Bosnia-Herzegovina were implemented by West European neighbors
and Saudi Arabia. International and local nongovernmental organizations
focused on rebuilding the cultural heritage of Cambodians,
whereas many in Bosnia-Herzegovina addressed on the heritage
of a particular ethnicity or religion.
Exploring
the Relationship between Nongovernmental Organizations and Human
Rights Violations in Guatemala: 1980-95
Catalina Lemaitre (2005)
Reader: Allison M. Frendak-Blume
This study explored the relationship between human rights nongovernmental
organizations (NGOs) and human rights violations committed in Guatemala
during a 15-year period. Human rights violations data available
from the International Center for Human Rights Research/American
Association for the Advancement of Science was analyzed and a new
dataset of NGOs working for human rights in Guatemala created.
The number of NGOs increased by close to 90 percent—from 17 to
134—from 1980 to 1995. The majority were local organizations serving
rural areas, with most providing services to women (99%), men (87%),
and children (83%). Two-thirds served all ethnic groups, while
one-third targeted indigenous populations. Basic human rights and
democratization programs were most common. A moderate negative
association was uncovered between the number of NGOs and number
of human rights violations—from 3,053 in 1980 to 109 by 1995. Similarly,
violation incidents fell from 1,387 in 1980 to 64 in 1995. The
data also revealed an increase in the number of times an incident
was reported in the press during the study period. The years 1980-84
were the most violent, peaking at 19,750 murders in 1982. Following
this period, the number of NGOs increased at a higher rate. As
Mason and Krane’s (1989) backlash hypothesis suggests, the data
demonstrated high intensity oppression by the Guatemalan state
was followed by a period of civic organization. Rather than paralyze
the population, gross human rights violations appear to have encouraged
Guatemalans to form NGOs to contend with state repression.
A Psychosocial Manual for Emergency Response in Man-Made Disasters;
Volume I - Suggestions for Project and Program Officers
Leslie McTyre Gutiérrez (2001)
Thesis Director: David F. Davis
Committee Members: Kevin Avruch and Ivan King
This thesis guided the formulation of a manual to address psychosocial
aspects present in man-made large-scale emergencies and contained
the majority of procedures that have been practiced in the
field over many years. While targeting wounded communities
with a series of carefully constructed interventions derived
from psychological trauma, studies on violence, research on
peacebuilding, participative epidemiology, literature and experience
in national development and holistic healing approaches, the
manual intended to contribute to ensuring the most smooth and
quick transition to normal development activities for victim
populations in less-developed countries.
The Role of Police in Peace Operations: The American Experience
Robert M. Perito (2000)
This thesis looked at the US experience with the role of international
police forces in peace operations. Specifically it focused
on the issue of why the US, as the architect of the Dayton
Accords that ended the Bosnian war (1992-95), apparently unknowingly
agreed to an international police mission that would not work.
The investigation begins with the history of US assistance
to foreign police forces dating back to the turn of the 20th
century and considered whether the US’ position on creating
an international police force for Bosnia was fundamentally
influenced by this legacy. The work then contemplated whether
lessons learned from more recent peace operations in Panama,
Somalia, and Haiti should have convinced US negotiators and
policymakers that a strong, international police force would
be required to implement the Bosnia peace settlement. Finally
focused interviews were conducted to determine what occurred
at Dayton during the Bosnian peace negotiations.
The Conceptual Model of Peace Operations as a Framework for
Comparing National Doctrines for International Peacekeeping
Operations
Paul R. Rickert (2002)
Reader: David F. Davis
This final project generated a method for easy comparison of
national military doctrines as they pertain to peacekeeping
operations using the Conceptual Model of Peace Operations as
an organizational framework. Microsoft Excel provided an interface
for individuals and organizations to compare national peacekeeping
doctrines on an independent framework. Graphing techniques
allow users to view more generalized comparisons of doctrine
so conclusions can be more readily drawn with regards to specific
areas of coverage, areas of doctrine needing to be more fully
or less extensively addressed, and the political rationale
that may have been used by the states while developing their
respective doctrines. This project can benefit government policymakers
on both national and international levels, as well as those
members of national militaries as they create, modify, and
harmonize their own doctrines for peacekeeping operations.
Peace Operations in Sierra Leone: Emerging Legal Paradigms
in Intra-State Armed Conflicts
Alimamy Sesay (2002)
Thesis Director: David F. Davis
Committee Members: Ivan King and Amr Abdalla
This thesis examined the development of legal principles in
peace operations with special focus given to humanitarian intervention;
neutrality and impartiality; human rights and humanitarian
law; and transitional justice. These concepts collectively
focus on the protection of human rights, which are frequently
and blatantly abused in armed conflicts. Paradigmatically,
the protection of human rights is a core component in peace
operations. The philosophy of peace operations is fashioned
holistically in order to capture and address effectively the
complexities of armed conflicts. Thus unlike traditional peacekeeping
methods fulfilling their obligations by merely brokering peace
agreements, peace operations recognize the additional challenges
posed by peacebuilding. From a legal perspective, peace operations
may justify intervention in the protection of human rights
plus guarantee same on the basis of accountability or transitional
justice. But this process is often wrought with legalities
and policy considerations that blur the vision of rights protection
in internal armed conflicts. The conflict in Sierra Leone has
benefited from implementation of legal lessons learned from
other peace operations and generated new legal principles.
International legal principles applicable to internal armed
conflicts are investigated from this perspective.
Strategic Planning in
DPKO: A Proposal to Implement the Brahimi Recommendations
Kenneth B. Stoni (2003)
Thesis Director: Kevin Avruch
Committee Members: David F. Davis and Ivan King
Secretary-General of the UN Kofi Annan chartered the Brahimi
Panel to “assess the shortcomings of the existing [peace operations]
system and make frank, specific and realistic recommendations
for change.” This thesis posited the Panel’s recommendations
were valid as individual recommendations—based on the experience
and expertise of the panel—but failed to offer a solution set
for prioritization and implementation by a third party. This
limitation resulted from reliance on an implicit logic framework
relating the recommendations to one another and to the UN peace
operations system. This work sought to make the Panel’s recommendations
more compelling by creating a framework of adequate resolution
to enable one to judge whether the recommendation set is complete
as it is written. Two methods of construction were examined.
A top-down approach used Lund (1996) to relate each recommendation
to the construct. This method was found lacking due to ambiguity
in matching the recommendations to the concepts and an inability
to support all of the recommendations. A bottom-up approach
was favored where the concepts identified in the recommendations
were decomposed and arranged to ensure complete, logical coverage
of the conceptual space into which the recommendations were
arranged. Ensuring complete coverage allowed the identification
and corrections of holes or gaps in the recommendation set.
A Comparative Study of UN and US Military Civil Affairs Activities
Mandi Tuttle (2005)
Reader: Allison M. Frendak-Blume
This final project explored the similarities and differences
between the missions of US military and UN civil affairs officers
and their actions in a specific operation – Bosnia. The Department
of the Army Field Manual (FM) 41-10 states that the civil affairs
mission for the US Army is “to support the commander’s relationship
with civil authorities and civilian populace, promote mission
legitimacy, and enhance military effectiveness.” This mission
is often expressed as “winning the hearts and minds” of the
local population. In a peacekeeping operation, the UN Department
of Peacekeeping Operations also employs civil affairs officers
to liaise with the local population, parties to the conflict,
other components of the mission, local partners and nongovernmental
organizations (NGOs); provide policy and operational advice
and assistance to local authorities, including mediation and
negotiation; and ensure accurate and timely reporting. The
UN and the US military civil affairs officers both interface
with the civilian population in a conflict or post-conflict
situation, but they have fundamentally different views as to
the purpose of this process. The US military uses civil affairs
as a tool in completing a successful military operation. The
UN uses civil affairs officers largely to assist the local
government in rebuilding the governmental infrastructure to
support democratic governance and economic development. Although
the two organizations view the purpose of civil affairs differently,
in Bosnia they largely used the same activities to accomplish
their goals, namely liaising with the local population, ensuring
coordination with NGOs and other organizations functioning
in the area, facilitating civilian and governmental reconstruction
and reporting on local conditions and civil affairs activities.
The Applicability of International Humanitarian Law and the
Geneva Conventions to United Nations Peacekeepers
Leigh K. Warren (2005)
Reader: Allison M. Frendak-Blume
This study sought to determine whether the 1999 United Nations
announcement that all UN peacekeepers would be subject to the
principles and rules of international humanitarian law and
the Geneva Conventions had the desired effect of decreasing
violations by peacekeepers. The author conducted research using
the LexisNexis database and examined six UN peace operations,
three of which took place prior to and three which took place
after the 1999 announcement. The results, while striking, were
inconclusive due to the fact that the post-1999 operations
received so much more press coverage, both positive and negative,
than the pre-announcement operations. What was clear from the
research was that these violations continue to be a problem
in UN peace operations.
Instability in Jordan: A Palestinian Threat
Jennifer Tia Wheeler (2004)
Reader: Kevin Avruch
This final project examined the past century’s historical
relationship between the TransJordanians and Palestinians
in the Hashemite
Kingdom of Jordan. From 1948-67, Jordan controlled the
West Bank; and following the 1967 War accepted about 1,000,000
Palestinians
into its borders. The Jordanian government has attempted
to integrate the Palestinians by offering citizenship, but
at
the same time it has protected its own national identity,
and that of the monarchy, by favoring TransJordanians. Many
Palestinians
have resisted integration as they ultimately seek to return
to Palestine. They want full rights and power within Jordan,
when they do not even consider it their “home.” The feelings
and actions by both parties have threatened the stability
of the Jordanian monarchy. The culmination of violence was
“Black
September” 1971, when the conflict between the two groups
brought the nation to civil war. In 2000, Israeli leader
Ariel Sharon’s
visit to the Al Aqsa Mosque in Jerusalem instigated the
second Intifada. Palestinians in Jordan organized demonstrations
to
support their people in the West Bank and Gaza. The Jordanian
government, fearful of growing Palestinian power, reacted
quickly and harshly to control the situation. The Al Aqsa
Intifada
resurfaced the distrust and disdain between the two groups.
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